Compliance

Compliance and risk management are integral to every aspect of our operations and a priority to our Managing Board. Achieving and maintaining stringent corporate governance practices means adopting and enforcing international standards of transparency, accountability and compliance with applicable national and international laws.

Proper conduct of business activities in accordance with Corporate Values and Business Principles is the fundamental precept for long-term business and stakeholder value creation. We are therefore fully committed to sustainable development, ethical conduct and the implementation of effective compliance and risk management across all areas of our operations.

 

Antonio Borsi, lic. iur., Attorney-at-Law
Group Head of Compliance

 

Supervision

Quantum Global Investment Management:
VQF Financial Services Standards Association

As an independent, integrated centre of competence for compliance (in addition to its function as a self-regulatory organisation pursuant to the Anti-Money Laundering Act), VQF is also an Industry Organisation for independent Asset Managers (“BOVV”) with “rules of professional conduct for the practice of asset management” officially recognised by the Federal Financial Market Supervisory Authority (FINMA) since 23 April 2009 with the corresponding supervisory role.
Rules of professional conduct of the VQF BOVV regulate the content of the asset management agreement and how it must be implemented. Hence due attention is paid to the protection of investors.

QG Investments Africa Management:
Financial Services Commission Mauritius 

The Financial Services Commission, Mauritius (the ‘FSC’) is the integrated regulator for the non-bank financial services sector and global business. QG Investments Africa Management is licensed as a Mauritius-based collective investment scheme (CIS) manager and is responsible for managing our African Funds.